Rulings
SEBI: Stock Broker booked for scrip price manipulation; Prohibits acceptance of new clients
SEBI: Rs. 43 lakhs settlement for stock broker regulations violation
SEBI: SEBI fines Rushil Décor Ltd. for failure to make adequate IPO disclosures
SEBI: Disclosure of change in shareholding mandatory; Mode of acquisition/ disposal by promoters irrelevant
SAT: Upholds insider trading charges against Satyam promoters/directors but rejects uniform penalty
SEBI: Penalises noticee for 5 yrs delay in making public announcement w.r.t. open offer
SEBI: Imposes penalty on listed company’s failure to obtain SCORES authentication
SEBI: Disposes proceedings alleging non-receipt of dividend warrant by Investor
SEBI: Disposes adjudication proceedings against Bitul Commercial Ltd. for failure to obtain SCORES authentication
SEBI: Upholds Interim order sans compliance with minimum public shareholding requirement under listing obligations
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