Rulings
SEBI: Imposes penalty for Stock Broker Regulations’ violation despite inadvertent omission
SEBI: Confirms ad-interim ex-parte order sans prima facie case made out by the Noticees
SEBI: JP Morgan MF scheme’s violation settled for Rs. 91.80 lakhs and 1 year debarment
SEBI: Uncovers RIL’s “well–orchestrated” scheme to corner future positions; Orders unlawful gains’ disgorgement
SEBI: Upholds restraint order against trading members to deal in securities market
SEBI: Grants exemption to proposed acquirer from making open offer under Takeover Regulations
SEBI: Imposes penalty for violation of Regulation 3(1) of SEBI (SAST) Regulations
SAT: SAT upholds SEBI order suspending registration certificate of NSE stock-broker indulged in cross deals/synchronised trading
SEBI: mandates 3 years pre-existing relationship for Promoters under Reg. 10 of Takeover Regulations
SAT: Sustains SEBI’s order however trims down penalty for violating the Takeover Regulations
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