Rulings
SEBI: Synchronized & circular trades executed without transferring beneficial ownership amounts to ‘Fraud’
SEBI: Holds Jaipur Stock-Exchange negligent in discharging functions, advises compliance of securities law
SAT: Co. disclosures not substitute for disclosures under Insider Trading & Takeover Regulations
SEBI: Imposes penalty for not implementing Anti-Money Laundering Policy & failure to appoint Principal Officer
SEBI: SMS / WhatsApp stock tips amounts to Investment Advisory, SEBI registration mandatory
SC: SC permits sale of Sahara properties; Rejects guest house shifting plea