Rulings
SEBI: Confirms interim order restraining 5 entities in LIC front running case
SEBI: Slaps Rs. 7 lakh penalty on Wealthmax Investment Advisor for non-execution of client agreements
SEBI: Orders Vedanta to pay Cairn UK Holdings Rs 77.62 cr. for late dividend payout
SEBI: Penalises entity for creating misleading appearance of trading in Co.’s scrip
SEBI: Clarifies on exemption from open-offer for acquiring shares in case of family trust
SEBI: Restrains Promoters, other entities from market, for indulging in ‘cynical’ manipulation of Co.’s shares
SEBI: Imposes Rs. 48-lakh penalty on Co., others for fraudulent migration to NSE Main Board
SEBI: Bars JM Financial from acting as lead manager for public issues of debt securities
SEBI: Slaps Rs. 10-lakh penalty on individual, his proprietorship firms for involvement in IPO fraud
SEBI: Issues confirmatory-order against Brightcom Group; Bars CMD from holding KMP, suggests ED probe
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