Rulings
SAT: Overturns SEBI-orders in Karvy Stockbroking case; Directs restoration of pledge made in lenders’ favor
SEBI: Slaps Rs. 16 lakh penalty on depository participant for various irregularities, "laxity towards duties"
SAT: Rejects Edelweiss Custodial’s appeal against Member and Core Settlement Guarantee Fund Committee’s order
SAT: Quashes SEBI penalty on NSE, ex-MD Chitra Ramkrishna, others in ‘dark fibre’ case
SC: Rejects SEBI’s SLP against HC-order directing disclosure of documents to Co.’s minority-shareholders
SAT: Quashes Rs. 50-lakh penalty on ex-directors absent ‘wilful failure’ to comply with SEBI directions
SAT: Overturns SEBI order penalising Jio Financial Services for alleged manipulative trading
SEBI: Debars, penalises proprietors for engaging in investment advisory services without obtaining registration
SEBI: Suspends broker’s registration for indulging in proprietary trades in impermissible products
SAT: Quashes SEBI-order barring IIFL Securities, reduces Rs. 1 cr. penalty to Rs. 20 lakh
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