Rulings
SEBI: Contra-trade restrictions apply to shares held in all capacities by ‘designated person’
SAT: SEBI cannot treat issues relating to ELCs’ exit as ordinary SCORES complaints
SEBI: Bars Karvy from taking new clients for stock broking; Cites misuse of clients’ securities
SAT: Reduces penalty for non-disclosure of UPSI regarding provisional duty imposition by China
SC: Stays SAT ratio in PW case vis-a-vis observations on SEBI’s auditor ban power
SAT: Raps SEBI for “eye-wash” investigation into minority shareholder complaints against Bennett Coleman group
SAT: Exonerates Ex-Chairman from insider trading charges, information not being price sensitive
SEBI: Adjudication proceedings against Company under liquidation ‘infructuous’ without NCLT’s leave
SAT: Quashes SEBI’s decision restricting Directors from market, based on presumption instead of evidence
SEBI: Demerged company not outside delisting consequences when Promoters common with delisted entity
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