Rulings
SC: SAT’s observations casting aspersion on SEBI in Bennett Coleman case, uncalled for
SEBI: Holds ex-Director’s legal representatives liable to refund investors’ money collected by Sahara Commercial
SEBI: Revokes Stock Broker’s registration for acting against market integrity
SEBI: Exonerates NSE officials citing no role in discriminatory P2P connectivity establishment w.r.t. Co-location
SEBI: Rejects Axis Bank’s plea of shares’ pledge invocation, in Karvy Stock Broking case
SEBI: Bars ex-Diageo official for 7 years for insider trading in United Spirits scrip
SEBI: SBEB Regulations applicable on share acquisition by Trust established for employees’ benefit
SEBI: Suspends Stock Broker’s registration for 1 year; Cites non-adherence to code of conduct
SEBI: Requires listed entity to appoint Independent Director on Vietnamese unlisted material subsidiary’s Board
SEBI: Non-monetary transactions also fall within “material financial relationship” ambit under PIT Regulations
Pages
