Rulings
SEBI: Penalizes Promoter for violating Insider Trading Regulations in off-market share transfer
SEBI: Penalizes Acquirer for breaching 5% threshold in acquiring shares & violating Takeover Code
SEBI: Disposes Adjudication proceedings against Acquirers & PAC for Takeover Code non-compliance
SEBI: Directs forensic audit of ‘shell company’, observes inconsistencies in financial reporting & documentation
SEBI: Imposes penalty for violating Minimum Public Shareholding norms, Rejects ‘trading suspension’ defence
SEBI: Imposes exemplary penalty on Acquirers for intentional non-compliances under Takeover Code
SEBI: Imposes Rs. 2,423 Cr penalty on PACL for illegal floating of 'Collective Investment Scheme'
SEBI: Penalises Co. for violating Guidelines on Anti Money Laundering Standards
SEBI: Trading Tips on subscription fee model contemplates registration under SEBI’s Investment Adviser Regulations
SEBI: Penalises promoters / directors for non-disclosure under Insider Trading Regulations and Takeover Code
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