Rulings
SEBI: Penalises promoters for inter-se transfers beyond prescribed thresholds under Insider Trading Regulations
SEBI: Penalises Noticee held to be Promoter for violating SAST Regulation 8(2)
SEBI: Penalises Noticee monetarily u/s. 15A(b) for belated disclosures violating SAST Regulation 8(3)
SEBI: Penalizes Promoter/Directors for continuous non-disclosures under SEBI Regulations, Rejects ‘technical error’ defense
SEBI: Penalizes Sayaji Hotels for flouting minimum public shareholding norms, rejects Banker’s adverse advice contention
SEBI: Non-redressal of investor grievances within reasonable period not ‘technical’ default, penalizes Company
SC: Interest not leviable when disgorgement penalty/ interest remains unpaid but appellants suffered disbarment
SEBI: Directs forensic audit, relies on Secretarial Audit Report for flagging RPT non-compliances
SEBI: Revokes trading restrictions against compliant listed Co., observes adequate record submission & clarifications
SEBI: Directs listed Shell Co.’s forensic audit, Cites misuse of IPO proceeds & unsubstantiated submissions
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