Rulings
SEBI: Disposes investor complaint against Tata Motors for non-receipt of debenture interest
SEBI: Penalizes Listed Co.’s Promoter under Takeover Code for non-disclosure of share-pledging
HC: Upholds ICAI’s recommendation to debar CA for 3 months for lending name to IPO prospectus and misleading investors
SEBI: Penalises Wipro employee for 4-days delayed disclosure under PIT Regulations, 2015, Rejects ‘Ignorance’ defence
SAT: Dismisses Appeal, upholds SEBI’s penalty order for share price manipulation
SEBI: Holds entities responsible for manipulation of account books
SEBI: Penalizes JSW Steel for non-redressal of investor grievances, elucidates importance of SCORES mechanism
SAT: 2-1 verdict quashes SEBI’s uniform restrain order in Satyam Insider Trading case
SEBI: Investment advisory services & stock-tips on fee payment basis contemplates registration
SEBI: Restrains Co./Directors/Debenture Trustees from accessing securities market, observes non-compliance in debenture issue
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