Rulings
SEBI: ‘Profit refund’ inappropriate remedy for Takeover Code violation, directs public announcement
SEBI: SEBI penalizes promoters for ‘repetitive’ non-disclosures under Takeover Code & Insider Trading Regulations
SEBI: SEBI bars 178-entities for share-price manipulation, tax fraud & deceptive preferential allotment
SAT: SAT orders SEBI for expediting investigation in Factorial’s involvement in L&T-Finance’s ‘insider trading’
HC: Writ not maintainable against SEBI interim order; Rejects ‘forum conveniens’ contention
SEBI: Upholds SEBI’s jurisdiction in GDR-issue; Bars IKF Technologies from accessing securities market
SAT: SAT upholds penalty for SCORES non-registration, delay in investor grievance redressal
SEBI: SEBI penalizes stock broker for fraudulent trading, misusing screen-based trading system
SEBI: SEBI bars entities from accessing market for introducing portfolio management services sans registration
SEBI: SEBI confirms interim order restraining Kelvin Fincap & Group, rules on pre-decisional hearing
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