Rulings
SAT: Upholds SEBI order penalizing blind person for disclosure lapses under Regulations
SEBI: Restrains 152 entities from securities market, observes dubious preferential allotment & price manipulation
SAT: Upholds SEBI order; Rights issue made with ulterior motive of acquiring control
SEBI: Accepts Bhubaneswar Stock Exchange’s voluntary exit application; Orders post exit obligations compliance
SEBI: Allows Gauhati Stock Exchange exit, orders name change & post exit obligations compliance
SEBI: Imposes penalty for delayed Public Announcement; Rejects listing agreement compliance defense
SEBI: Erroneous share-transfer an ‘acquisition’, to be disclosed; No investor impact argument, irrelevant
SEBI: Order imprisonment to non-executive Chairman for non-payment of penal dues
SEBI: Penalizes co. & top management for IPO proceeds misappropriation, round tripping & disclosure lapses
SEBI: Annual Takeover Code disclosures mandatory, irrespective of Stock Exchange’s ‘functional status’
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