Rulings
SEBI: Penalises 56 entities for manipulative trade practices affecting normal price discovery mechanism
SAT: Orders fresh SEBI adjudication for ‘insufficient’ show cause notice issued to appellants
SEBI: Cancels Sahara AMC’s Portfolio Manager certificate, cites Subrata Roy Sahara’s ‘antecedents’
SEBI: ITC’s ‘Operations Head’ low in management hierarchy, not ‘Officer’ for Insider Trading
SEBI: Slams 52 Cr penalty on DLF & top-management for sham share transaction & disclosure lapses
SEBI: Orders refund of funds mobilized with ‘assured’ returns; Rejects directors’ ‘being unaware’ defense
SEBI: Penalises noticee for aiding promoters in scrip manipulation, rejects ‘normal investor’ defense
SEBI: Penalises acquirers & PACs for non-submission of report under Takeover Regulations to SEBI
SAT: Upholds SEBI order, SCORES compliance is mandatory irrespective of company’s ‘operational status’
SEBI: Directs refund of mobilized funds; Observes ‘public issue’ under private placement’s garb
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