Rulings
SAT: FTIL not 'fit and proper person', orders immediate disinvestment.
SAT: Confirms penalty for non-redressal of investors’ grievances, rejects 'sick' company excuse.
SAT: SAT confirms penalty for violating ‘mandatory’ SEBI Circular; Rejects ‘disproportionate penalty' plea
SAT: Sec. 15 JB(4) retro insertion does in RIL but SEBI rapped for "justice miscarriage"
SEBI: SEBI directs Stock Exchanges to monitor delisting process of Astrazeneca, report aberrations.
HC: Listed company’s shares eligible for pledging during lock-in period, subject to ICDR Regulations
SEBI: Clause 49 disclosures independent of Insider Trading Regulations disclosures
SEBI: SEBI Holds Merchant Banker guilty for not exercising “professional judgment” and “diligence”
SEBI: Mobilizing funds under guise of pre-booking unidentified plots requires SEBI (CIS) registration.
SEBI: Hedge fund prima-facie guilty of insider trading in L&T Finance, pattern "suspicious"
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