Rulings
SEBI: Quashes insider trading proceedings against Company, given Resolution Plan approved by NCLT
SC: Dismisses SEBI appeal against SAT order directing deceased acquirers’ heirs to make open offer
SEBI: “Exposure of clients to paired contracts, ex facie illegal”; Cancels Broker’s registration
SEBI: Trading in ‘paired contracts’ by ‘unfit’ Broker, not in conformity with market-intermediary standards
SEBI: Penalises Promoters for violating Takeover Code by not disclosing share pledge transactions
SEBI: Penalizes 3 Titan employees for not making requisite disclosures under insider trading norms
SAT: Quashes SEBI’s direction for open-offer, for 20-year old violation, given changed circumstances
SEBI: Confirms interim directions against DHFL Promoters, in fraudulent trading case
SEBI: Transfer of locked-in shares inter-se promoters, permissible, subject to remaining period continuing with transferee
SEBI: Issues Informal Guidance to Muthoot Finance regarding financial information disclosures for NCD public-issue
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