Rulings
SEBI: Explosive order in Infosys insider trading case traps high level employees
SEBI: Penalizes Videocon Industries MD, 2 entities for insider trading basis NPA-declaration UPSI
SEBI: Penalises Non-Executive Independent Director for insider trading basis UPSI about ‘special dividend’
SAT: Directs SEBI to reconsider excessive penalty imposed for reverse trades
SEBI: Penalizes Stock Brokers for executing malafide trades in Ruchi Soya scrip, to mislead investors
SEBI: Directs company to withhold appointment of new Independent Directors, observing circumvention of procedure
SAT: Can’t stretch natural justice principles to supplying documents not relied upon by authority
SEBI: Disposes of proceedings against RIL for alleged incorrect Diluted-EPS disclosure, without penalty
SEBI: Penalizes stock broker for accessing NSE’s secondary server in violation of COLO guidelines
SEBI: Share transfer between insiders within 6 months of rights issue allotment, attracts contra-trade restriction
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