Rulings
SAT: Reduces “disproportionate” penalty on promoters for non-disclosure of shareholding change
SEBI: Bars Poonawalla Fincorp MD, Big 4 Partner, others in sensational insider trading case
SEBI: Allows Coffee Day’s settlement application w.r.t. non-disclosure of auditor’s resignation
SEBI: Penalises Company for misutilizing preferential-shares issue-proceeds, "not adhering to high standards of ethics"
HC: Quashes SEBI notice seeking to recover ‘mammoth’ amount without giving opportunity of hearing
SAT: Quashes SEBI order penalising Non-executive Independent Directors for involvement in allegedly fraudulent GDR-scheme
SAT: Quashes SEBI’s ‘surmise-based’ restraint on share-purchasers for involvement in alleged fraudulent scheme
SEBI: Affirms restraint on former CNBC Awaaz Show host, family members, for fraudulent trading
SAT: Complaints against delisted Companies cannot be dealt with on SCORES platform
SEBI: Penalises financial services institution for not making timely disclosure regarding share pledge
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