Rulings
SEBI: Penalizes Noticees for not disgorging ill-gotten IPO gains
SEBI: Penalizes Noticees for circulating Bajaj Auto’s quarterly results through WhatsApp prior to announcement
SEBI: Penalizes Auditor for wrongly certifying that Company utilised IPO proceeds as per objects
SEBI: Directs PACs to make open offer to Target Co.’s shareholders, post lockdown
SEBI: IBC moratorium inapplicable to “determination of liability”; Penalizes Corporate Debtor for LODR violations
SEBI: Sponsor and originator of trust w.r.t. securitized debt instrument can be same entity
SEBI: Restrains market access of Company and Directors, Promoters for non-compliance with public issue norms
SEBI: Directs PACs to make 'single' open offer considering 12 instances of Takeover Code violation
SEBI: Accepts HDFC AMC’s Rs. 4.2 Cr. settlement proposal towards non-compliances in Essel matter
SEBI: Directs Company, Directors to refund money raised through OCDs violating public issue norms
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