Rulings
SEBI: Penalizes Public shareholder under Takeover Code for non-disclosures of acquisition beyond threshold
SEBI: Lending to Subsidiary Co. out of owned funds not ‘separate business activity’ of Broker
SEBI: Penalizes top brass for depriving shareholders of important information by delayed disclosures
SEBI: Directs forensic audit for inadequate disclosures under Listing Regulations & suspicious transactions
SEBI: Penalizes Promoter for non-disclosure under Takeover Code & PIT Regulations for shareholding change beyond threshold
HC: CSE’s refusing delisting approval within its domain, appealable; Writ maintainable but dismissed
SEBI: Confirms interim order, directs refund for violating Public issue norms, freezes director’s asset
SAT: Penalises Promoter Group for not making open offer before acquiring shares
SEBI: Penalises Promoters for irregular scrip trading & violating SCRA provisions in contract settlement
SEBI: Penalises individual for synchronized reversal trades & settling personal financial dealings with counterparties
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