Rulings
SEBI: Penalizes Promoter and Director for non-disclosure of change in shareholding under PIT Regulations
SEBI: Abstains from imposition of penalty on stock-broker for minuscule percentage of self-trades
SEBI: Share transfer as loan margin not 'pledge'; Depositories Act / Regulations compliances inapplicable
SEBI: Penalizes Noticee for actively facilitating market manipulation of scrip
SEBI: Penalizes Noticee for submitting misleading information regarding promoter-group entities’ share transactions
SEBI: Levies penalty for transfer of pledged shares, without disclosure under SAST Regulations
SEBI: Refuses to classify entity as 'Promoter' for being pledgee of promoters' shares
SEBI: Penalises stock broker for non-compliance with Broker Regulations, AML guidelines
SEBI: Penalizes ‘Head- Retail Finance’ as “officer” for non-disclosure of shareholding change under PIT Regulations
SEBI: Debars Noticees for 4 years for offering ‘Investment Advisory Services’ sans registration
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