Rulings
SEBI: Slaps penalty for illegal public funds mobilization through unregistered Collective Investment Schemes
SEBI: Key Takeaways from SEBI order awarding 2-year ban to Price Waterhouse in Satyam case
SEBI: Penalizes 63 Moon Technologies absent prior Stock Exchange nod for name change
SEBI: Sending daily Stock-tips, Pre-market & intra-day SMS amounts to ‘Investment Advisory’, requires registration
SEBI: Directs Shell Co.'s forensic audit, for improper loan classification & undisclosed RPTs
SEBI: Debars Directors/Debenture Trustees for violating public issue norms, rejects ‘dummy director’ defense
SEBI: Debars Individuals for indulging in scrip-price manipulation through off-market transactions
SEBI: Penalises Acquirer for disclosure lapses, syncs Stock Exchanges’ dissemination circular with Takeover Code
SEBI: Amalgamation with directly / indirectly owned subsidiaries, exempt from scheme disclosure requirement
SEBI: Penalises Co. for violating Takeover Code's procedures/compliances, rejects ‘inadequate staff’ defense
Pages
