Rulings
SEBI: Directs refund of money collected via non-compliant ‘public issue’ of shares
SEBI: Courier receipts invalid proof of delivery, penalizes Acquirers for Takeover Code breach
SAT: Directs representation before SEBI for minimum public shareholding’s non-compliance on account of family-settlement
SAT: Upholds SEBI’s penalty order for rendering investment advisory services without registration
SEBI: Income Tax Demand Notice a ‘Price Sensitive Information’, penalizes Co. & Compliance Officer for non-disclosure
SEBI: Delaying Public Announcement means depriving shareholders of exit option, penalizes Noticees
SEBI: Penalises Noticees for delayed disclosures under Takeover Code for off-market share transfer
SEBI: Penalises acquirer for failing to make requisite disclosures under PIT Regulations & Takeover Code
SEBI: Penalises Listed Co. for non-compliance of Corporate Governance norms on multiple occasions
SEBI: Every listed Co. should assign high priority to investor grievances & redress it soon
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