Rulings
HC: Rejects SEBI’s challenge to Single-Judge order permitting Reliance Commercial’s shareholders to vote basis Debenture-deeds
SAT: Upholds SEBI order restraining stockbroker from market, for insider trading in Aurobindo Pharma’s shares
SAT: Quashes SEBI-order penalizing compliance officer for PIT-norms violation, solely based on BENPOS-report
SEBI: Yes Bank employees covered under “Designated Persons”, immediate-relatives may invest in AIF units
SEBI: Penalises listed co.’s employee for delayed disclosures under insider trading norms
SEBI: Penalises Future Enterprises for not disclosing information regarding arbitration proceedings before SIAC
SAT: Copy of SAT order dismissing Dish TV’s appeal seeking stay on SEBI’s ‘prima-facie observations’
SAT: Quashes SEBI order penalising Compliance Officer for non-disclosure of trading particulars
SEBI: Directs Dish TV to disclose AGM voting results to Stock Exchanges
SEBI: Penalises individual for procuring, publishing UPSI relating to Manappuram Finance’s quarterly profit
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