Rulings
SAT: Upholds SEBI order penalizing Company, its Directors for misutilising IPO proceeds
SAT: Quashes order restraining senior Infosys official from market for allegedly violating insider-trading norms
SEBI: No penalty on HDFC Ltd. for mere “venial” lapses under RTA norms, disposes of SCN
HC: Married daughter eligible to operate HUF bank account as Karta, basis MoU
SAT: Upholds penalty on unlisted company for deemed public issue of Redeemable Preference Shares
SAT: Upholds SEBI-decision rejecting Kirloskar Brothers’ complaint against non-disclosure of 2009-“Family settlement agreement”
SEBI: Penalizes Co. for violating public-issue norms for non-convertible redeemable preference shares
SAT: Director appointed after issue, allotment of disputed NCDs, not liable for refunding monies
SEBI: Disposes of adjudication proceedings against company undergoing liquidation
SAT: Interim relief to Anand Subramanian in NSE matter, against SEBI’s Rs. 2 Cr. penalty
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