Rulings
SAT: Stays SEBI order restraining NSE ex-MD Ravi Narain from associating with any MII
SAT: Sets aside SEBI order rejecting Yes Bank’s ex-MD’s plea seeking cross-examination of witnesses
SAT: Quashes NSE, BSE orders penalizing company for violating LODR Regulations, absent powers
SEBI: ‘Gifting’ of shares by Fabindia’s existing shareholders to over 200 identified beneficiaries not ‘deemed public issue’
SEBI: Penalises two employees of Mindtree for not disclosing trades exceeding Rs. 10 lakh
SEBI: Penalises Axis Bank for failing to disclose companies’ public issuances of debt
SAT: Quashes SEBI order penalising Director for illegal fund mobilisation, absent evidence
SC: Quashes SAT order in PC Jeweller insider trading matter, cites “non-application of mind”
SAT: Admits NSE former MD Chitra Ramakrishna's appeal challenging SEBI penalty-order, lists matter on June 30
SEBI: Penalises BSE, NSE for laxity in verifying misutilization of client securities by Karvy
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