Rulings
SEBI: AIF can provide services to offshore fund in Ireland by obtaining registration certificate
SEBI: Penalises Stock Broker for misutilizing clients’ securities, non-settlement of funds
SEBI: Bans individual from market, imposes penalty in NIIT Technologies insider trading case
SEBI: Issues warning to Tata Motors in 18-year old unfair trade-practices case
SEBI: Restrains NSE stock brokers from market for misutilising client funds, securities
SEBI: Allows Govt. to acquire shareholding in Vodafone-Idea, grants exemption from Takeover-Regulations compliance
SEBI: Non-individual Investment Advisor to maintain client level segregation mandatorily
SEBI: Penalises Share Transfer Agent for not providing documents during inspection
SEBI: RTA-appointment doesn’t dilute Co.’s responsibility towards compliance; Penalises Eicher Motors
SAT: Chides NSE’s Core Settlement Guarantee Fund Committee for rejecting investors’ claim on untenable-grounds
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