Rulings
SAT: Relaxes penalty for belated disclosure of share acquisition, violation being ‘venial’
SEBI: Penalizes Infosys former employee for insider trading basis company’s quarterly financial results
SAT: Members divided over appeal in PNB Housing Finance matter, interim order to continue
SEBI: Penalizes Company, Directors for wrongly classifying promoter group entities as public shareholders
SEBI: Ceases proceedings against DHFL for LODR violation, given Resolution Plan approved by NCLT
SAT: Exchange platform not a “video-game”; Upholds penalty on trader for scrip-price manipulation
SEBI: Penalises Shilpa Shetty, Raj Kundra for violating insider trading norms by delaying preferential allotment disclosure
SAT: Quashes NSE’s ‘unilateral’ action against trading member for violation of circulars
SAT: Refuses to condone delay in filing appeal against demat-account freeze due to compulsory-delisting
SEBI: Investment Advisers not entitled to manage funds, securities on clients' behalf
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