Rulings
SAT: Quashes SEBI order restraining Company’s Directors, given resignation much before SCORES mandate
SEBI: Bars two Infosys employees from market, for trading while possessing unpublished financial results
SEBI: Disposes of adjudication proceedings against Merchant Banker in Spicejet FCCB issue matter
SAT: Upholds SEBI direction restraining Stock Broker from using its clients’ POA
SEBI: Penalises Aptech for failing to use notional trading window for monitoring insider trading
SAT: Preferential allotment of shares financed by Company itself, ‘fraudulent’, deceptive for investors
SAT: SFIO investigation and SEBI proceedings “distinct”, “double jeopardy” principle not applicable
SAT: Stays SEBI-order penalizing Yes Bank for inducing investors into buying risky AT-1 Bonds
SAT: Rejects delay condonation application, absent adequate reasons
SAT: Issue of shares for liquidating future liability, qualifies as “other than cash consideration”
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