Rulings
SEBI: Allows transaction inter-se insiders subject to Compliance Officer’s pre-clearance under PIT Regulations
SEBI: Drops proceedings for IPO fund diversion against company under liquidation
SEBI: Passes settlement order in Sun Pharma fund diversion case
SEBI: Penalty on NSE, former MDs in co-location case, for flouting “fair & equitable access” principle
SEBI: Penalizes Company’s Officer for failing to disclose transactions, obtain pre-trading approval under PIT Regulations
SEBI: Allows HDFC Chairman Deepak Parekh’s settlement application for listing agreement non-compliance
SEBI: SEBI bars Biyani brothers from market for insider trading; Invokes “principle of association”
SEBI: Trading member cannot receive income from Advisory clients for execution services
SEBI: Directs Company, MD to refund money unlawfully collected from debenture holders
SEBI: Bars CNBC Awaaz show host from market, for fraudulent trading
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