Rulings
SEBI: Penalizes IFL Promoters for failure to disclose shareholding change under insider trading norms
SEBI: Penalizes Company, its Directors for fraudulent GDR issue, misleading Indian investors
SAT: Functioning of Tribunal ‘not defective’ owing to Technical-Member’s non-availability; Urges Govt. to fill vacancies
SEBI: RTA-appointment doesn’t lessen Company’s obligation to exercise due diligence while issuing share-certificates
SEBI: Penalizes individuals, entity, for insider trading in PC Jeweller scrip basis buyback-related UPSI
SEBI: Struck-off Co. once dissolved, is non-existent; Drops scrip manipulation proceedings
SAT: Truncation of Suzlon Energy’s wind-turbine contracts, ‘material information’; Upholds penalty for non-disclosure
SAT: Affirms scrip-manipulation charge, but reduces ‘excessive penalty’, cites “miniscule trades”
SEBI: Ceases adjudication proceedings against “dissolved” entities
SEBI: Directs 7 entities to disgorge Rs. 5.75 Cr. illegal gains made in Ruchi Soya shares
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