Rulings
SEBI: Clarifies on correct NAV applicable for MFs’ Transferor and Transferee schemes
SAT: Substitutes SEBI penalty on SBI, LIC, BoB in UTI Mutual Fund matter, with ‘warning’
SEBI: Can adjudicate fraud allegations against IL&FS Securities; Enforcement subject to NCLT/NCLAT orders
SEBI: Angel fund to maintain minimum corpus of Rs. 5 Cr. at fund-level only
SAT: Dismisses Stock Broker’s appeal challenging NSE's order on non-genuine trades, upholds penalty
SEBI: Penalizes Mukesh Ambani, RIL for “fraudulent, manipulative trades” carried in 2007
SEBI: Rs. 5 Cr. penalty on NDTV for not disclosing ‘material, price-sensitive’ loan agreements
SAT: Rejects Shivinder Singh’s appeal against SEBI order in Religare fund diversion matter
SEBI: NDTV promoters slapped Rs. 27 Cr. penalty for non-disclosure of loan agreements impacting shareholders ‘adversely’
SEBI: Discards adjudication proceedings against IFIN, cites bar placed by NCLAT’s moratorium order
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