Rulings
SAT: Sets aside NSE Committee’s ‘arbitrary’ order, directs refund of excessive penalty collected
SAT: Quashes SEBI’s ‘arbitrary’ order directing Prabhat Dairy to deposit Rs. 1292 Cr.
SEBI: AIF established as Trust may qualify as ‘Qualified Buyer’ under SARFAESI Act
SAT: Approved resolution plan binding on SEBI; Sets aside order penalizing Monnet Ispat
SAT: Copy of SAT order upholding SEBI findings in RIL “unfair trades” case
SEBI: Imposes Rs. 1 Cr. penalty on CRA for delayed default recognition, improper due diligence
SEBI: Lead managers cannot share bidding data with investors during bidding-period
SEBI: Penalizes Biocon employee for selling shares without pre-clearance; Dismisses “oversight” plea
SAT: Dismisses appeal challenging SEBI penalty for synchronised trades; Follows Rakhi Trading decision
SEBI: Debars Yash Birla, Birla Pacific Medspa’s CS from market, for misutilizing IPO proceeds
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