Rulings
SEBI: Penalizes Promoters for several disclosure lapses under SCRA, flouting open offer obligations
SEBI: Imposes Rs. 6 Cr. penalty on NSE for investing in unrelated activities without approval
SEBI: Share-transfer by NSE to WOS being ‘one-time’ event, not violative of SECC Regulations
SEBI: Issues ex-parte order restraining Company, Directors for prima facie violating public issue norms
SEBI: Orders impounding of illegal gains from trades based on UPSI regarding stock-split
SEBI: Penalizes Yes Bank’s ex-MD Rana Kapoor for ‘brazen failure’ to disclose material transaction
SAT: Exonerates MD appointed merely ‘on paper’, absent involvement in OCD issue
SEBI: Imposes penalty for repeated non-disclosure of decrease in shareholding under Takeover Regulations
SAT: Rejects appeal-restoration application citing inordinate delay; Dismisses Director’s “went underground” defense
SEBI: Bars DHFL’s Promoters from securities market for defrauding investors by misstating financials
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