Rulings
SEBI: Imposes Rs. 20 Cr. penalty on Pancard Clubs, Directors for illegally mobilizing funds
SEBI: Directs Noticee to disgorge gains made by insider trading in Aurobindo Pharma’s shares
SEBI: Each Angel Fund scheme an independent vehicle with own set of investors
SEBI: Rs. 25 lakh penalty on Company, Directors for duping investors through illegal CIS
SEBI: Penalizes Noticee for violating insider trading norms based on strong preponderance of probability
SEBI: CARE fined Rs. 1 Cr. for dereliction of duty, inadequate due diligence while rating RCom NCDs
SAT: SEBI’s ex-parte interim order in insider trading case unwarranted, absent “extreme urgency”
SEBI: Rs. 5 lakh penalty on pledgee for non-disclosure of pledge under Takeover Code
SEBI: Penalizes Monnet Ispat for pre-CIRP period LODR non-compliances; Denies immunity under IBC
SEBI: Penalizes Edelweiss’s Compliance Officer for failure to close trading window during UPSI existence
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