Rulings
SEBI: Imposes Rs. 11 Cr. fine on 28 entities for failure to make open offer announcement
SEBI: Relaxes delisting norms for NBFC listed on non-operational CSE, in shareholders’ interest
SEBI: Bans Director from securities market for 4 years, for illegally issuing NCDs
SAT: Directs SEBI to refund penalty amount recovered and retained despite order being quashed
SEBI: Bars Sharepro, its top brass for siphoning client shareholders’ dividends, shares misappropriation
SEBI: Penalizes Company, MD for artificially inflating Company’s asset position violating Equity Listing Agreement
SEBI: Multiple InvITs can have common Investment Manager, subject to compliance with norms
SEBI: Impounds insider trading gains from Divi’s Labs CFO and his relatives
SEBI: Orders impounding of Rs. 3.83 Cr. from Company’s CEO for violating insider trading norms
SEBI: Directs Company to wind-up illegal CIS floated by “grossly flouting” norms
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