Rulings
SEBI: Clarifies about lock-in for pre-preferential Promoter’s shareholding pursuant to convertible warrants’ allotment
SEBI: ICDR Regulations applicable to issue of unlisted unsecured OCDs by GMR Infrastructure Ltd.
SAT: Quashes SEBI order convicting ex-Director not an ‘officer in default’ in public issue
SEBI: Issues clarification w.r.t. delisting of NCDs held by FPI
SAT: Applies doctrine of election for allowing appeal against delisting of securities
SEBI: Penalizes Directors for ‘stark defiance’ of directions w.r.t. refund of illegally mobilized funds
SEBI: Casts “ultimate” responsibility of client verification upon registered intermediary
SEBI: Clarifies about applicability of Takeover, PIT Regulations in inter-se transfers amongst Promoters
SEBI: Computes permissible investment amount by AIF Fund in one Investee Company
SEBI: Affirms Shell Company’s forensic audit; Withdraws trading restriction on Directors
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