Rulings
SEBI: Penalizes Directors for delayed disclosures to stock-exchange in violation of Insider Trading Regulations
SEBI: Exempts off-market transaction between 'immediate relatives' from open offer obligation
SEBI: Code of Conduct under PIT Regulations applicable to investments by AMC employees
SEBI: Penalises Company and its Promoter for failure to make requisite shareholding disclosures
SEBI: Bans B. Ramalinga Raju and 3 others from securities market for 14 years
SEBI: Punishes Sahara India Commercial for non-compliance with ‘public issue’ norms in OFCD’s issuance
SEBI: Condemns shell Company for ‘lackadaisical’ approach; Negates ‘violation of natural justice principles’ defense
SEBI: Partially modifies order for 3 ex-officials of Satyam; Reduces period of restraint
SAT: Denies further extension to PW entities for continuing with audit assignments
SEBI: Borrowing and lending of securities under SLB mechanism constitutes “trade’ under PIT Regulations
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