Rulings
SEBI: Exempts Govt. from making open offer to PNB shareholders furthering proposed acquisition
SEBI: Penalizes ED and Auditor for understating Company’s accounts, misleading shareholders & public
SEBI: Penalizes Noticees for failure to repay funds solicited illegally vide OFCDs issue
SEBI: Penalizes Company for allowing Promoters to sell shares violating pre-preferential allotment lock-in requirement
SEBI: Directs “person acting in concert” to make open offer under SAST Regulations
SEBI: CIRP initiation no ground for disclosure lapses under PIT Regulations
SEBI: Orders Directors, Company to refund sums raised for contravening public issue norms
SEBI: Slaps Rs.65 lakhs penalty on Apollo Tyres for contravening buy-back norms
SEBI: Disposes adjudication against AMC without imposition of penalty; Regards discrepancy as minor irregularity
SEBI: Penalizes Noticee for non-compliance with Listing Agreement norms
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