Rulings
SEBI: Permits AIF to invest unutilized funds in liquid options for better returns
SEBI: Clarifies regarding lock-in for pre-preferential allotment shareholding in case of unlisted warrants
SEBI: Penalizes Promoter Group for failure to make public announcement w.r.t. share acquisition
SEBI: Upholds forensic audit’s requirement of Shell Company; Cites misrepresentation of financial statements
SEBI: Penalizes Director for failing to disclose change in shareholding beyond stipulated thresholds
SEBI: Disposes of proceedings against delisted Companies for not obtaining SCORES authentication
SEBI: Directs continuation of forensic audit against shell Company absent third-party documentary evidence
SEBI: Disposes of adjudication proceedings against Noticee under Liquidation absent Tribunal’s leave
SEBI: Fines Debenture Trustee failing to protect interest of debenture holders
SEBI: Modifies interim order - FHL to recover from Noticees other than its WOS
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