Rulings
SAT: Allows acquisition of additional shares in ‘bulk deal’ without making open offer
SEBI: Slaps 3 year ban on Vijay Mallya from securities market, no KMP either
SEBI: Raps DLF for “flippant” approach towards regulatory requirements; Foists penalty for wrong disclosures
SEBI: Imposes no penalty, wrong disclosure in shareholding being devoid of malafide intention
SEBI: Penalises Noticee manipulating scrip price with fraudulent trades
HC: Stays operation of SEBI Circular requiring Promoters of delisted companies to deposit exit-price
SEBI: Holds promoters and directors liable for carrying on illegal Collective Investment Scheme
SEBI: Disposes of matter for purported transfer of shares pending before Criminal Court
SEBI: Exempts Govt. from open offer obligations for capital infusion in Allahabad Bank
SEBI: Fines whole time director for insider trading while in possession of UPSI
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