Rulings
SEBI: Exempts ‘Advisory Services’ offered by registered brokers to clients from IA Regulations
SEBI: Revokes pre-emptive action against Company absent financial misrepresentation
SEBI: Penalizes Noticee for non-disclosure of change in shareholding, violating SEBI Regulations
SEBI: Penalizes for violating PIT Regulations, for delayed disclosure of change in shareholding
SEBI: Imposes penalty for manipulative synchronized trades, leading to artificial volume
SEBI: Ignorance of law not an excuse for carrying out unauthorized investment advisory services
SEBI: Holds Directors liable for issuing OCDs in contravention of SEBI Guidelines
SEBI: Restrains Noticees from accessing securities market, for illegal issue of debentures
SEBI: Imposes penalty for transferring shares in violation of SEBI Regulations
SEBI: Exempts acquisitions amounting to internal reorganization, from open-offer obligations under Takeover Regulations
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