Rulings
SEBI: Debars Noticee from accessing securities-market for diverting funds meant for FCCB redemption
SEBI: ‘Acquirer’ FPIs not entitled to execute share non-disposal undertakings with third parties
SEBI: Broker liable for deliberate first trades, resulting in New High Price
SEBI: Artificial volume creation in scrip constitutes 'fraudulent trade practice'
SAT: Upholds SEBI's order, Appellant guilty of forged off-market transactions
SEBI: Attributes leakage of Tata Motors’ financial results to inadequacy of its processes
SEBI: Share transfers inter se "disclosed" promoters exempt from 'open offer' obligation
SEBI: Grants exemption from complying with SAST Regulations absent change in control of Target Company
SEBI: Imposes penalty for non-disclosure of acquisition/disposal of securities under PIT and SAST Regulations
SEBI: Imposition of penalty on RIL not warranted in view of settlement application