Rulings
SEBI: Penalizes FII for non-compliance of broad based fund criteria by sub-account
SEBI: No penalty on ex-promoters for violating Takeover Regulations; Cites ambiguity in allegations
HC: Sees no difficulty in STT recovery on delivery-based derivatives considering CBDT-communication
SEBI: Imposes 7 year ban on MCX Director for insider trading
SEBI: Penalizes Noticees for failure to disclose creation of pledge of shares
SEBI: Inter-se share transfers between Promoter entities subject to open offer obligation
SEBI: Penalizes Noticee for failure to make corporate announcement w.r.t. change in management
SEBI: Penalizes BRLM for non-disclosure of issuer’s indebtedness in IPO offer document
SEBI: Penalizes Noticees for non-compliance with SCRA requirements w.r.t off-market share transfers
SEBI: Directs procurement of Compliance Officer’s approval w.r.t. Independent Director’s share trading plan
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