Rulings
SEBI: Abates proceedings w.r.t. fraudulent certification of financials against deceased Auditor
SEBI: Exempts Target Company from open offer obligations absent change in Promoter’s stake
SEBI: Penalizes Noticees for market manipulation by indulging into synchronized trades
SEBI: Penalizes Director, being ‘officer in default’ for violation of public issue norms
SEBI: Acquirer’s conversion from Company into LLP amounts to “succession” for open offer exemption
SAT: Calls upon CBDT to clarify regarding STT on stock derivatives
SEBI: Issues informal guidance w.r.t. applicability of listing provisions to rights issue under ICDR
SEBI: Issues ‘no action letter’ for share-transfer, grants open offer exemption under Takeover Regulations
SEBI: Inter-se share transfer among Promoter group ineligible for exemption under Insider Trading Regulations
SEBI: Denies open offer exemption to Max Group Trust sans disclosure as a 'promoter'
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