Rulings
SEBI: Penalises Co.’s MD, Compliance Officer for trading basis UPSI regarding insolvency-plea by foreign-creditor
SAT: Distributing Co.’s funds to allottees for subscribing Co.’s shares perpetuates “fraud” on investors
SEBI: Imposes Rs. 1.75 cr. penalty, bars Co., Chairman for misrepresenting financial statements
SAT: Quashes SEBI-order directing Diageo to make additional-payment to USL’s shareholders as per Takeover norms
SAT: Sets aside SEBI’s Rs. 25 cr. penalty on RIL Promoters for alleged compliance lapses
SAT: Directs SEBI to appoint new WTM, Authorized-officer to hear objections in ZEEL matter
SEBI: ‘Periodical financial results’ constitute price sensitive information; Bars, penalises 7 entities for insider trading
SEBI: Gives benefit of doubt, closes case against Insolvent Co.’s Director for disclosure lapses
SEBI: Closes proceedings against Alchemist Holding’s ex-Directors for non-compliance with public issue norms
SEBI: Affirms interim order restraining certain entities for misleading investors via YouTube videos
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