Rulings
SEBI: Intermediaries’ obligations not lessened by clients’ demand to access paired contracts; Suspends registration
SEBI: Clarifies on disclosure of arbitral proceeding details as ‘material event’, ‘cumulative basis’
SAT: Quashes SEBI order against Vedanta led Cairn in alleged buyback fraud
SAT: Citing “pre-trade clearance”, quashes SEBI-order against NDTV Promoters in insider trading case
SAT: Stays SEBI-order penalising Yes Bank founder Rana Kapoor in AT1 bonds mis-selling case
SAT: Quashes SEBI’s penalty for buy-back norms violation, citing share sale affirmation by SC
SEBI: Penalizes ex-directors for failure to refund investors’ money collected via illegal debentures issue
SEBI: Penalises Co.’s Audit Committee members for failure to oversee financial-reporting process
SEBI: Fines Yes Securities Rs. 5 lakh for violations, irregularities in clients' fund settlement
SEBI: Debars Investment Adviser for luring clients basis “high returns”
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