Rulings
SEBI: 7-year ban on CPR Capital Services, directors for violating AML, KYC norms
SEBI: Rs. 1 cr. penalty on Investment Adviser for promising “unrealistic returns”, giving non-genuine advice
SEBI: Revokes wind-down order against Brickwork Ratings; Allows new clients’ onboarding, subject to conditions
SEBI: Penalizes Reliance Home Finance, CEO, CFO for ‘willful, reckless’ non-compliance of various Regulations
SAT: Individual LTP-contribution below 1% no ground for relief, if collective substantial; Upholds SEBI-penalty
SEBI: Penalises Co. for misrepresenting material-event pertaining to ultimate holding co., as its own
SAT: Upholds SEBI’s direction for refund of investors’ money received by unregistered investment advisor
SAT: Directs de-freezing of Corporate Debtor’s demat account to facilitate completion of liquidation
SAT: Urges SEBI to include provision for wrongly classified promoters under Delisting Regulations
SAT: Quashes NSE Committee’s order rejecting deceased trader’s wife’s claim under IPF
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