Rulings
SEBI: Cancels IA’s registration for failure to resolve SCORES complaints, comply with qualification requirements
SAT: Quashes SEBI-order penalising CFO appointed later, for merely being signatory to financial statements
SEBI: Penalizes ‘habitual offenders’ for manipulative trading, misguiding gullible investors
SAT: Quashes SEBI’s ‘unjustified’ order cancelling Brickwork Ratings’ license, remits matter to decide penalty
SEBI: Penalizes Company, ex-Directors for misutilizing proceeds of preferential issue
SEBI: Penalizes, bars Sharon Bio Medicine’s MD, Directors for flouting accounting norms
HC: SEBI Act permits delegation of quasi-judicial functions to member, officer
SEBI: Cancels Karvy Stock Broking’s Registration, for client fund misappropriation
SEBI: Allows FinFluencer’s settlement plea in unregistered investment advisory case
SEBI: Cautions social media influencer against providing unregistered investment advise
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