Rulings
SEBI: Disposes proceedings against Aditya Birla Money, observing due compliance by broker
SEBI: Suspends broker’s registration for facilitating trading in ‘paired contracts’ on NSEL
SAT: Quashes “unwarranted” SEBI penalty-orders against NSE, ex-CEOs in colocation scam
SEBI: Cancels IA’s registration for ‘completely’ abandoning proper due-diligence, poor investment advise
SEBI: Levies Rs. 71 lakh penalty on Sharon Bio Medicine’s Promoter, KMPs, for insider trading
SEBI: Settles case against J.P. Morgan Chase Bank for FPI Rules violation
SEBI: Slaps Rs. 25 cr. penalty on 2 individuals in GDR manipulation case
SEBI: Penalises Co.’s ex-Director for running collective investment schemes without registration
SEBI: Slaps Rs. 1 cr. penalty on Company for operating as FPI without obtaining registration
SAT: Upholds SEBI-order restraining Punit Goenka, Subhash Chandra from holding key positions
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