Rulings
SEBI: Issues informal guidance clarifying on disclosure of ‘outstanding borrowings’ by listed entities
SAT: Affirms SEBI-order not requiring acquirers to make open offer under Takeover Regulations
SEBI: Penalises Karvy Capital, WTD for outsourcing core activities in violation of PMS Regulations
HC: Rejects writ petition against Special SEBI Court’s order admitting ROC record as evidence
SEBI: FPIs can be part of multiple investor groups, provided investment limits adhered to
SC: Grants SEBI extension to complete probe in Adani-Hindenburg matter
SEBI: Imposes Rs. 1.9 cr. penalty on Karvy’s former officials for misappropriating clients’ securities
SEBI: Unregistered investment advisors can put common investors’ interest at ‘great risk’; Imposes penalty
SEBI: Feigning ignorance about Co.'s affairs by Executive Director, unacceptable; Directs refund of illegally collected money
SEBI: Interimly bars Essel’s Amit Goenka, others for diverting Shirpur Gold Refinery’s funds
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